Financial Institutions

We can help Financial Institutions with


An AML/CFT Audit is due every 3 years. We offer both a Reasonable Assurance and Limited type audit. Contact us to discuss the options best for you.


Pre-Audits can be helpful for Finance Companies, Non-bank lenders, private banks etc, who want to check their compliance prior to the audit. We recommend this is done six months to a year prior to the Audit, which gives the reporting entity time to put any changes into action.
A Pre-Audit can also be helpful for new financial institutions after a year into operation, as it provides assurance that they are meeting their AML requirements, and identifies any gaps

AML/CFT Framework Documents

To assist our customers to create these documents 2Compli will draft the Risk Assessment and Programme in consultation with the Companies Compliance Officer or provide coaching to the Compliance Officer for them to develop their own documents.

Training AML/CFT Workshop

We provide targeted training catered to our customer’s needs.

Our workshops provide financial institutions with all the base skills to meet all their compliance requirements, with more advanced modules or training also available. Please contact us to discuss your training needs, and we will prepare a draft plan.